Best Investors Account Sign in

Shane Joseph Duhe

Mml Investors Services, LLC

Laplace, LA

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-15
LA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-02-15
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

429 W Airline Highway Suite P, Laplace, LA 70068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Metairie LA 01/2006 03/2017
Massachusetts Mutual Life Insurance Company Laplace LA 07/2016 Present
Mml Investors Services, Llc Laplace LA 03/2017 Present
  • 01/2006 → 03/2017
    Metlife Securities, Inc.
    Metairie, LA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Laplace, LA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Laplace, LA
Previous Registrations
  • 2006-03-08 → 2017-03-25
    Msi Financial Services, Inc.
    Metairie, LA
    Baton Rouge, LA
    Thibodaux, LA
Other Businesses

Independent Insurance Agent -from business address-1hrs sec, 0hrs nonsec­Life/Accident/Health-since 09/2010

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-05
S63 Uniform Securities Agent State Law Examination 2011-11-23
  • S65 Uniform Investment Adviser Law Examination
    2016-04-05
  • S63 Uniform Securities Agent State Law Examination
    2011-11-23
Other Names
  • Shane Duhe

View on SEC IAPD

Other Firms

AMERITAS ADVISORY SERVICES, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NEWEDGE ADVISORS
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

ROBERT KATHMAN MASSON
JENNIFER B BUZZEO
KEITH MICHAEL GILLIES
Andrew Owen Kimble
Noelle Hanley Kimble
Michael D Hanley
NOLAN H SCHEXNAYDER
JESSE M DUHON

Other Offices

AMERITAS ADVISORY SERVICES, LLC · LaPlace, LA
EDWARD JONES · LAPLACE, LA
CETERA INVESTMENT ADVISERS LLC · LAPLACE, LA
LPL FINANCIAL LLC · LA PLACE, LA
EDWARD JONES · LAPLACE, LA
CETERA INVESTMENT ADVISERS LLC · LAPLACE, LA
J.P. MORGAN SECURITIES LLC · DESTREHAN, LA
EDWARD JONES · DESTREHAN, LA

More in Laplace, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor