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Inactive

Viju Philip Rajan

Independent Family Office, LLC

Albany, NY

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Current Employers
Independent Family Office, Llc

677 Broadway 7Th Floor, Albany, NY 12207 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-24
  • NY RA
    APPROVED
    Since 2021-08-24

Branch Locations

677 Broadway 7Th Floor, Albany, NY 12207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Family Office, Llc Albany NY 09/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-22
  • S66 Uniform Combined State Law Examination
    2009-06-22

View on SEC IAPD

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