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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-11-14 |
Branch Locations
309 W 43Rd Street Suite 107, Sioux Falls, SD 57105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Sioux Falls | SD | 02/2016 | 11/2024 |
| Prudential Insurance Company Of America | Sioux Falls | SD | 08/2016 | Present |
| Lpl Enterprise, Llc | Sioux Falls | SD | 11/2024 | Present |
1) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 2) 2024-09-20 - Newman Insurance Agency - Non-Variable Insurance - Y - 5 - 5 - at reported business location(s) - 2024-09-11 - Sales and service of individual and Medicare health insurance 3) 2024-09-20 - Newman Properties LLC - Business Owner - N - 10 - 0 - at reported business location(s) - 2024-09-11 - Its a 2 bay self serve car wash with 11 storage units. Activity includes maintenance and cleaning 4) 2024-09-20 - Sioux Falls Noon Sertoma Club - Non-profit volunteer (not on board) - N - 5 - 5 - Sioux Falls SD - 2024-09-11 - Volunteer at various community service events to help give back to the community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-20 |
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