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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-11-25
TX RA APPROVED 2022-11-25
  • OK RA
    APPROVED
    Since 2022-11-25
  • TX RA
    APPROVED
    Since 2022-11-25

Branch Locations

416 W 15Th Street Suite D, Building 500, Edmond, OK 73034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Advisors Midamerica Inc Edmond OK 10/2008 11/2017
Minnesota Life Ins Co St Paul MN 10/2008 11/2017
Securian Financial Services, Inc St Paul MN 10/2008 11/2017
Cetera Advisors Llc Denver CO 11/2017 11/2022
Cambridge Investment Research, Inc. Fairfield IA 11/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2022 Present
  • 10/2008 → 11/2017
    Securian Advisors Midamerica Inc
    Edmond, OK
  • 10/2008 → 11/2017
    Minnesota Life Ins Co
    St Paul, MN
  • 10/2008 → 11/2017
    Securian Financial Services, Inc
    St Paul, MN
  • 11/2017 → 11/2022
    Cetera Advisors Llc
    Denver, CO
  • 11/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2017-11-13 → 2022-11-28
    Cetera Advisors Llc
    Edmond, OK
  • 2009-02-17 → 2017-11-16
    Securian Financial Services, Inc.
    Tulsa, OK
    Edmond, OK
    Tulsa, OK
    Cedar Rapids, IA
Other Businesses

1) J. STEWART FINANCIAL SERVICES LLC / 15509 POMPEYA LN, EDMOND OK / 11/2022 / OWNER, DBA / INV REL / 60 HR/MO - 40 HR TRADING 2) RENTAL PROPERTY / 10020 NW 139th St, Yukon OK 73099 / 11/2022 / OWNER / NIR / 4 HR/MO - 0 HR TRADING 3) SCISSORTAIL SECURITIES / 772 N Santa Fe Ave, Edmond OK 73003 / 11/2022 / DBA / INV REL / 10 HR/MO - 10 HR TRADING 4) UTICA CAPITAL / 2100 S Utica Ave #300, Tulsa OK / 11/2022 / DBA / INV REL / 160 HR/MO - 160 HR TRADING 5) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-28
  • S66 Uniform Combined State Law Examination
    2009-01-28

View on SEC IAPD

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