Cesario Romeo Cavazos

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 02/2025
  New York Life Ins Company
  Austin, TX
• 06/2009 → 05/2017
  Nylife Securities, Llc
  Austin, TX
• 07/2015 → 05/2017
  Eagle Strategies Llc
  Oklahoma City, OK
• 05/2017 → 02/2025
  Nylife Distributors Llc
  Houston, TX
• 02/2025 → Present
  Massmutual Life Insurance Company
  Houston, TX
• 03/2025 → Present
  Mml Investors Services, Llc
  Houston, TX
• 03/2024 → 02/2025
  Eagle Strategies Llc
  Katy, TX

Previous Registrations

• 2024-03-27 → 2025-02-27
  Eagle Strategies Llc
  New York, NY
  Katy, TX
• 2015-07-21 → 2017-05-24
  Eagle Strategies Llc
  Houston, TX
  Oklahoma City, OK

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-25
• S63 Uniform Securities Agent State Law Examination
  2009-07-11

Designations

• Certified Financial Planner

Other Names

• Jc Cavazos
• Cesario Cavazos