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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank | Swanton | OH | 04/2001 | 07/2021 |
| Key Investment Services | Swanton | OH | 10/2008 | 07/2021 |
| Key Investment Services | Adrian | MI | 07/2021 | Present |
| Keybank | Adrian | MI | 07/2021 | Present |
11/20/2019- Christmas in Swanton- 219 Chestnut Ave Swanton, OH 43558. Position Co-Chair/Finance Director. zero income, less than 1hr/mon. First Saturday of each December. Zero hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-15 |
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