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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-08 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Calabasas | CA | 02/2008 | Present |
| Wells Fargo Advisors Llc | Calabasas | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Calabasas | CA | 11/2016 | Present |
JOMANA, INC; NON-INV; CHATSWORTH, CA; 100% OWNERSHIP; START 8/1/2015; HOURS: 10 PER MONTH - 0 DURING TRADING; DUTIES: EXPORT/IMPORT OF CLOTHING. F&A HOLDING, LLC, INVT RELATED, ORCUTT, CA, 25% OWNERSHIP, START 12/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE INVESTOR. ORCUTT STRONG INC., NOT INV RELATED, OTCUTT, CA, 25% OWNERSHIP, START 12/31/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, GROCERY STORE OWNER. RENTAL PROPERTY; INVESTMENT RELATED; CHATSWORTH,CA; 25% OWNERSHIP; START DATE 12/24/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY -HIGHLAND ; INV RELATED; SANTA MARIA,CA; 100% OWNERSHIP; START DATE: 02/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-05 |
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