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7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-02-05 |
Branch Locations
534 Court Street, Fulton, MO 65251 • United States
3000 Carter Lane Suite 105, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 10/2009 | 02/2021 |
| The Callaway Bank | Columbia | MO | 10/2009 | 02/2021 |
| Cetera Investment Advisers Llc | Columbia | MO | 01/2014 | 02/2021 |
| Smith, Moore & Co. | Columbia | MO | 02/2021 | Present |
Insurance Agent, investment-related, same office address, insurance service and sales, 02/2021, 5 hours/month, 5 hours/month during securities trading hours, Reservation Realty LLC, investment-related, rental properties, owner/manager, 02/2022, 10 hours/month, 50 hours/month during securities trading hours, Bullish LLC, investment-related, rental properties, owner/manager, 02/2022, 10 hours/month, 5 hours/month during securities trading hours, Reservation Renovations LLC, investment-related, property renovations, owner/manager, 12/2022, 5 hours/month, 5 hours/month during securities trading hours, Millie Fay LLC, investment-related, rental properties, owner/manager, 12/2022, 10 hours/month, 5 hours/month during securities trading hours, PAO Wau Bros LLC, investment-related, farm property, co-owner/co-manager, 12/2022, 5 hours/month, 5 hours/month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-02 |
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