Maria Naqishbandi

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-07-17
GA	RA	APPROVED	2019-05-14
FL	RA	APPROVED	2019-05-03
TX	RA	APPROVED_RES	2019-05-01
CA	RA	APPROVED	2018-11-02
MA	RA	APPROVED	2018-11-02

PA RA
APPROVED

Since 2020-07-17
GA RA
APPROVED

Since 2019-05-14
FL RA
APPROVED

Since 2019-05-03
TX RA
APPROVED_RES

Since 2019-05-01
CA RA
APPROVED

Since 2018-11-02
MA RA
APPROVED

Since 2018-11-02

Branch Locations

Pembroke, MA • United States

462 Plain Street, Marshfield, MA 02050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jhfn Sii	Boston	MA	04/2012	11/2018
Royal Alliance Associates, Inc.	Boston	MA	11/2018	Present

04/2012 → 11/2018

Jhfn Sii

Boston, MA
11/2018 → Present

Royal Alliance Associates, Inc.

Boston, MA

Previous Registrations

2012-04-19 → 2018-11-02

Signator Investors, Inc.

South Boston, MA

Needham Heights, MA

Boston, MA
2009-01-08 → 2011-03-30

Edward Jones

Carver, MA

Wareham, MA

St Louis, MO

Other Businesses

1. INSURANCE BROKERAGE POSITION: FINANCIAL ADVISOR NATURE: INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/02/2018 ADDRESS: 462 PLAIN ST, MARSHFIELD MA 02050, United States DESCRIPTION: Work with clients to invest their assets and prepare for financial goals and health 2. CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/02/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Work with clients to invest their assets and prepare them for their financial goals and health.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-02

S66 Uniform Combined State Law Examination

2009-01-02

View on SEC IAPD