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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2015-08-06
TX RA APPROVED 2015-08-06
  • MT RA
    APPROVED
    Since 2015-08-06
  • TX RA
    APPROVED
    Since 2015-08-06

Branch Locations

1830 3Rd Avenue East Suite 101, Kalispell, MT 59901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Kalispell MT 08/2015 Present
  • 08/2015 → Present
    Stifel Nicolaus & Co Inc
    Kalispell, MT
Previous Registrations
Other Businesses

1. Fisher Camp LLC; 11 Mountain Park Ln Kalispell MT 59901; Holds real estate purchased for personal use; member; affiliation started 06/03/2013; 0 hours per day; not during securities trading hours; not investment related. 2. Flathead Valley Community College Foundation; 777 Grandview Drive Kalispell MT 59901; Citizen board member on foundation reviewing long term direction of foundation and scholarship planning; board member; attend quarterly meetings to review activity of foundation and scholarship process; affiliation started 07/01/2011; 4 hours per year; not during securities trading hours; not investment related. 3. Orphan's Lifeline International; 135 Kelly Road, Kalispell, MT 59901; To assist and bring change to orphan's lives in third world countries around the world.; Board Member; Meet annually to review and approve the organizations goals and budget.; 01/01/2023; 4 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 4. Lighthouse Christian Home; 384 North Somers Road Kalispell MT 59901; Christian based group home for persons with disabilities; Board Member; Monthly board meetings to manage strategic vision and implementation of home mission; 03/01/2024; 4.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 5. FinMed ASI; 481 Kinderkamack Rd Oradell NJ 07649; Company offers service through platform as a service and utilizes LLM AI to improve hospital claims and reimbursement process; Board of Directors; Oversee and advise company related to operations. Governance, planning, risk management, financial and operational results review, and CEO oversight; 11/01/2024; 5 hrs/month; Not during securities trading hours; Not Investment-Related 6. FLATHEAD COUNTY WATER DISTRICT #1 EVERGREEN; 108 COOPERATIVE WAY KALISPELL, MT 59901; Water and sewer utility provider for the unincorporated area known as Evergreen, adjacent to Kalispell, MT; Board Member; Active, voting board member responsible for general oversight of management team and setting strategic objectives for the utility; 05/18/2026; 3hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29

View on SEC IAPD

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