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Scott Joseph Szymula

Prime Capital Financial

Overland Park, KS

Swansea, IL

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-12
  • IL RA
    APPROVED
    Since 2024-01-12

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

12 Wolf Creek Drive Suite #129, Swansea, IL 62226-2314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 08/2015 11/2016
Financial Engines Advisors L.L.C. Shiloh IL 11/2016 01/2024
Prime Capital Investment Advisors, Llc Overland Park KS 01/2024 Present
  • 08/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 01/2024
    Financial Engines Advisors L.L.C.
    Shiloh, IL
  • 01/2024 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

PCRM, LLC, Investment Related, 6201 College Blvd - Suite #150, Overland Park KS 66211, sale and service of fixed insurance products, agent, 01/12/2024, <10 hours per month, <5 hours per month during trading hours, sale and service of fixed insurance products CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), AFEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDESPROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-31
  • S66 Uniform Combined State Law Examination
    2008-12-31
Other Names
  • Scott Szymula

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