Kenneth Marx

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-09-21 → 2013-09-03
  Walnut Street Securities, Inc.
  Washington, PA

Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 04/2009, 1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE;MEDICARE SALES ; 2)NAME OF OTHER BUSINESS: STATION CAPITAL TAX SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPERATION AND E-FILING START DATE: 10/2012 APX NUMBER OF HOURS PER WEEK: 11 APX NUMBER OF HOURS DURING TRADING HOURS: 11 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: TAX PREP & BOOKKEEPING SERVICES 3) STATION CAPITAL INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE BUSINESS, START 01/2009, 1HR/WK (TRADING HOURS), ASSISTANT VICE-PRESIDENT, LIFE INSURANCE AGENT; 4) NAME OF OTHER BUSINESS:MEDICAL BENEFITS NETWORK ; INVESTMENT RELATED:YES ; ADDRESS:110 ROESSLER ROAD SUITE 100 PITTSBURGH, PA 15220 ; NATURE OF BUSINESS: MEDICARE SALES ; START DATE: 09/2022 ; POSITION/TITLE/RELATIONSHIP: MEDICARE SALES PERSON; APX NUMBER OF HOURS PER WEEK: UP TO 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 5 ; BRIEF DESCRIPTION OF DUTIES: ASSIST MEDICARE BENEFICIARIES WITH SELECTING A MEDICARE PLAN THAT MATCHES THEIR NEEDS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-30
• S63 Uniform Securities Agent State Law Examination
  2009-01-23