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Michael W Graham

Morgan Stanley

New York, NY

Morristown, NJ

CRD 5609636

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2015-06-24
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2015-06-24

Branch Locations

1 New York Plaza Wm Ops, New York, NY 10004 • United States

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 01/2015 Present
Morgan Stanley Services Group, Inc. New York NY 09/2019 06/2022
  • 01/2015 → Present
    Morgan Stanley
    New York, NY
  • 09/2019 → 06/2022
    Morgan Stanley Services Group, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
  • S66 Uniform Combined State Law Examination
    2012-05-24
Other Names
  • Michael Graham

View on SEC IAPD

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