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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-09
  • TX RA
    APPROVED
    Since 2020-12-09

Branch Locations

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

13624 Gamma Rd, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Dallas TX 05/2010 12/2020
Lpl Financial Llc Dallas TX 12/2020 Present
Advisor Resource Council, Llc Dallas TX 12/2020 Present
  • 05/2010 → 12/2020
    Valic Financial Advisors
    Dallas, TX
  • 12/2020 → Present
    Lpl Financial Llc
    Dallas, TX
  • 12/2020 → Present
    Advisor Resource Council, Llc
    Dallas, TX
Previous Registrations
Other Businesses

1. 12/9/2020 - 360 WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 12/11/2020 - 360 Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/2020 - 145 Hours Per Month - Time Spent 90%. 3. 12/11/2020 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/2020 - 145 Hours Per Month Time Spent 90% - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 145 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/28/2020 - CPFASY INVESTMENTS - Not Investment Related - Home Based - Business Entity For Tax/ Investment Purposes Only - Started 12/05/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 11/27/2024 - Real Estate Rental - Investment Related - Farmers Branch, TX - Start Date 12/16/2024 - 3 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
  • S66 Uniform Combined State Law Examination
    2009-05-15
Other Names
  • Christopher Fasy
  • Chris Fasy

View on SEC IAPD

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