Cindy Gail Cavener-Sumner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Cindy Cavener-Sumner & Associates, Inc.
  Mckinney, TX
• 08/2014 → 05/2017
  Parkland Securities
  Ann Arbor, MI
• 07/2017 → Present
  Lpl Financial, Llc
  Granbury, TX

Other Businesses

1. 7/17/2017 - CINDY CAVENER-SUMNER & ASSOCIATES INC - Investment Related - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - No income - just a pass through entity. 2. 7/17/2017 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 06/01/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 10%. 3. 9/10/2019 - Cavener Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/23/2019 - 40 hrs/mo - 40 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-27
• S63 Uniform Securities Agent State Law Examination
  2009-05-29

Other Names

• Cindy Cavener-Sumner