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Polus Ming Shyh Ting

Strategic Advisers LLC

La Mirada, CA

Brea, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

La Mirada, CA • United States

815 E Birch St, Brea, CA 92821-5765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Arcadia CA 02/2013 11/2019
Bank Of America, N.A. Arcadia CA 03/2013 11/2019
Fidelity Brokerage Services Llc Brea CA 11/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2013 → 11/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Arcadia, CA
  • 03/2013 → 11/2019
    Bank Of America, N.A.
    Arcadia, CA
  • 11/2019 → Present
    Fidelity Brokerage Services Llc
    Brea, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-12-10 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Brea, CA
  • 2013-03-12 → 2019-11-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Arcadia, CA
    Los Angeles, CA
    Arcadia, CA
    Sierra Madre, CA
    Arcadia, CA
    San Marino, CA
    San Marino, CA
    Arcadia, CA
    Arcadia, CA
    Pasadena, CA
    Arcadia, CA
    Arcadia, CA
    Arcadia, CA
    La Palma, CA
    Los Angeles, CA
    Arcadia, CA
  • 2012-10-01 → 2013-02-13
    J.P. Morgan Securities Llc
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2011-01-03 → 2012-10-01
    Chase Investment Services Corp.
    Pasadena, CA
    Arcadia, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-23
S63 Uniform Securities Agent State Law Examination 2008-11-03
  • S65 Uniform Investment Adviser Law Examination
    2010-12-23
  • S63 Uniform Securities Agent State Law Examination
    2008-11-03
Other Names
  • Polus Ting
  • Polus Ming Shyh Ting

View on SEC IAPD

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