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Katlyne Marie Bartolo

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Grand Junction, CO

CRD 5608785

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-05-17
  • CO RA
    APPROVED
    Since 2022-05-17

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Grand Junction, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 01/2011 Present
Tiaa Denver CO 01/2011 Present
Previous Registrations
  • 2010-03-19 → 2010-05-25
    Waddell & Reed
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-18
  • S66 Uniform Combined State Law Examination
    2010-03-18
Other Names
  • Katlyne Marie Radcliff

View on SEC IAPD

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