Cody Philip Deane

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 09/2024
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 06/2015 → 09/2024
  Charles Schwab Bank
  Phoenix, AZ
• 08/2023 → 09/2024
  Enterprise Bank & Trust
  Phoenix, AZ
• 08/2023 → 09/2024
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2023 → 09/2024
  Cetera Investment Advisers Llc
  Phoenix, AZ
• 09/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2023-08-17 → 2024-09-03
  Cetera Investment Advisers Llc
  Phoenix, AZ
  Phoenix, AZ
• 2015-06-15 → 2023-08-21
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1.) CODY DEAN RENTAL PROPERTY; NOT INVESTMENT RELATED, PHOENIX, AZ, 3, 0, OWNER OF ONLINE STORE FOR 3D PRINTED GOODS 2.) CODY DEAN 3D PRINTING; NOT INVESTMENT RELATED, PHOENIX, AZ OWNER, 9/1/20, 10, 0, ONLINESHOP THAT SELLS 3D PRINTED GOODS,

Exams

• S66 Uniform Combined State Law Examination
  2015-06-15
• S63 Uniform Securities Agent State Law Examination
  2014-03-07

Designations

• Certified Financial Planner