Michael Anthony Fisher

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2017
  Bancwest Investment Services
  Oakland, CA
• 08/2016 → 11/2017
  Bank Of The West
  Oakland, CA
• 01/2018 → 08/2020
  Pruco Securities, Llc
  Walnut Creek, CA
• 01/2018 → 08/2020
  The Prudential Insurance Company Of America
  Walnut Creek, CA
• 08/2020 → 05/2023
  New York Life Insurance Co
  San Francisco, CA
• 01/2021 → 05/2023
  Nylife Securities Llc
  San Francisco, CA
• 01/2020 → 05/2023
  Maxtax Refunds Plus
  Castro Valley, CA
• 11/2022 → Present
  In Home Support Services
  San Jose, CA
• 02/2023 → 05/2023
  Eagle Strategies Llc
  San Francisco, CA
• 05/2023 → Present
  Morgan Stanley
  San Francisco, CA

Previous Registrations

• 2023-02-28 → 2023-05-24
  Eagle Strategies Llc
  San Francisco, CA
• 2016-08-18 → 2017-11-27
  Bancwest Investment Services, Inc.
  San Ramon, CA
  Oakland, CA
• 2012-10-01 → 2016-08-31
  J.P. Morgan Securities Llc
  San Lorenzo, CA
  San Leandro, CA
  Richmond, CA
  Oakland, CA
  Oakland, CA
• 2010-11-24 → 2012-10-01
  Chase Investment Services Corp.
  San Lorenzo, CA
  Oakland, CA
  Oakland, CA
  Oakland, CA
  San Leandro, CA
  Hayward, CA
  Oakland, CA
• 2010-04-28 → 2010-10-14
  Northwestern Mutual Investment Services, Llc
  Campbell, CA
• 2009-01-12 → 2009-09-24
  Wells Fargo Investments, Llc
  San Leandro, CA

Other Businesses

[In Home Support Services; Provide structure for support for individuals that need living assistance; 353 Julian Street, San Jose, Ca 95110; Start Date 11/2022; Role/Title: Employee; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours] * 554430 - Contra Costa County In HomeSupport Services; Investment related -No; Pleasant Hill, California; Elder Care; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 50; Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-21
• S66 Uniform Combined State Law Examination
  2009-01-10

Other Names

• Michael Anthony Fisher
• Michael A Fisher