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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-13 |
Branch Locations
1850 Osborn Ave, Oshkosh, WI 54902 • United States
Winneconne, WI • United States
60 Livingston Ave, Saint Paul, MN 55107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Appleton | WI | 01/2009 | 04/2018 |
| Securities America, Inc. | Winneconne | WI | 06/2018 | 06/2024 |
| Securities America Advisors | Winneconne | WI | 06/2018 | 06/2024 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | 12/2025 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | 12/2025 |
| U.S. Bancorp Investments, Inc. | Oshkosh | WI | 01/2026 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Oshkosh | WI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-14 |
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