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Daniel Joseph Ayala

Wells Fargo Clearing Services, LLC

Los Gatos, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

150 N Santa Cruz Ave, Los Gatos, CA 95030 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Jose CA 12/2007 Present
Wells Fargo Advisors Llc San Jose CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
  • 12/2007 → Present
    Wells Fargo Bank
    San Jose, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Jose, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Previous Registrations
  • 2009-01-01 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-29
  • S66 Uniform Combined State Law Examination
    2008-12-29
Other Names
  • Daniel Joseph Ayala

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

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