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Arden Lamont Rodgers

Arbus Capital Management, LLC

New York, NY

CRD 5608200

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Employer firm

Arbus Capital Management, LLC CRD 148709

$130M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • INVESTMENT ACCOUNT REVIEW SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Arbus Capital Management, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-04-01
TX RA APPROVED 2024-03-27
NY RA APPROVED 2021-03-01
  • WV RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-03-27
  • NY RA
    APPROVED
    Since 2021-03-01

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arbus Capital Management, Llc New York NY 05/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-22
  • S65 Uniform Investment Adviser Law Examination
    2008-09-22
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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