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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-08-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 08/2022 |
| Pelorus Financial Group | Jefferson | OH | 07/2020 | Present |
| Lpl Financial Llc | Jefferson | OH | 08/2022 | Present |
1)08/12/2022 - Pelorus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2022 2)08/12/2022 - Pelorus Financial Group LLC - Insurance Agency - Inv Rel - At Reported Business Location(s) - Start: 07/2012 3)08/12/2022 - Non-Variable Insurance - Self Employed - Inv Rel - At Reported Business Location(s) - Start:: 01/2009
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-16 |
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