Carlos D Cabal

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-03

FL RA
APPROVED

Since 2018-01-03

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Private Bank International	Miami	FL	05/2006	11/2017
Ubs Financial Services Inc.	Miami	FL	11/2017	Present

05/2006 → 11/2017

Hsbc Private Bank International

Miami, FL
11/2017 → Present

Ubs Financial Services Inc.

Miami, FL

Other Businesses

SIRVIENDO ALTO CAYMA MIAMI INC. NON INVESTMENT RELATED 5225 NW 105 CT. MIAMI, FL 33178 NON FOR PROFIT Officer, ORGANIZE AND CONDUCT ONE FUNDRAISING ACTIVITY /YEAR, Start date-1/1/2014 HOURS DEVOTED PER MONTH: 3. NONE OF THESE ARE DURING SECURITY TRADING HOURS. CONDUCT FUNDRAISING ACTIVITIES TO COLLECT FUNDS TO PRIVIDE FOR BASIC NEEDS OF UNDERPRIVILEDGED CITIZENS IN A SMALL CITY IN PERU.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-27

S66 Uniform Combined State Law Examination

2017-12-27

Other Names

Carlos D Cabal
Carlos Daniel Cabal

View on SEC IAPD