Erika Okairi Esquivias

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-05-15

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-05-15

Branch Locations

Woodridge, NJ • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	10/2013	08/2018
Morgan Stanley	New York	NY	08/2018	Present

10/2013 → 08/2018

Axa Advisors, Llc

New York, NY
08/2018 → Present

Morgan Stanley

New York, NY

Other Businesses

NUMBER 01ES6180546 *387818 - Cleaning Company ; Investment related - Yes; Jersey City , New Jersey; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 8; Administrative

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-08-05

S63 Uniform Securities Agent State Law Examination

2019-08-05

Other Names

Erika O Esquivias

View on SEC IAPD