Steven Earl Farkas

Current Employers

Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-06
NJ	RA	APPROVED	2009-07-14

NY RA
APPROVED

Since 2021-08-06
NJ RA
APPROVED

Since 2009-07-14

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock Investments, Llc	Plainsboro	NJ	06/2009	Present

06/2009 → Present

Blackrock Investments, Llc

Plainsboro, NJ

Other Businesses

Artists Striving to End Poverty (ASTEP) (New York, NY) Board Member - As a board member I will help with the strategic planning fund raising and provide guidance o the day-to-day management of the non-profit. Average 5 hours per month (max 10 hours) devoted to organization.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-07-13
S63	Uniform Securities Agent State Law Examination	2009-03-16

S65 Uniform Investment Adviser Law Examination

2009-07-13
S63 Uniform Securities Agent State Law Examination

2009-03-16

View on SEC IAPD

Current Employers

Blackrock Investment Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews