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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-07-13
PR RA APPROVED 2026-05-12
AK RA APPROVED 2026-05-06
ND RA APPROVED 2026-05-06
MT RA APPROVED 2026-04-30
NC RA APPROVED 2026-04-28
DE RA APPROVED 2026-04-27
IA RA APPROVED 2026-04-27
NM RA APPROVED 2026-04-27
TX RA APPROVED_RES 2026-04-27
VI RA APPROVED 2026-04-27
AL RA APPROVED 2026-04-24
FL RA APPROVED 2026-04-24
GA RA APPROVED 2026-04-24
KS RA APPROVED 2026-04-24
LA RA APPROVED 2026-04-24
ME RA APPROVED 2026-04-24
MD RA APPROVED 2026-04-24
MN RA APPROVED 2026-04-24
UT RA APPROVED 2026-04-24
NE RA APPROVED 2026-04-23
  • DC RA
    APPROVED
    Since 2026-07-13
  • PR RA
    APPROVED
    Since 2026-05-12
  • AK RA
    APPROVED
    Since 2026-05-06
  • ND RA
    APPROVED
    Since 2026-05-06
  • MT RA
    APPROVED
    Since 2026-04-30
  • NC RA
    APPROVED
    Since 2026-04-28
  • DE RA
    APPROVED
    Since 2026-04-27
  • IA RA
    APPROVED
    Since 2026-04-27
  • NM RA
    APPROVED
    Since 2026-04-27
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • VI RA
    APPROVED
    Since 2026-04-27
  • AL RA
    APPROVED
    Since 2026-04-24
  • FL RA
    APPROVED
    Since 2026-04-24
  • GA RA
    APPROVED
    Since 2026-04-24
  • KS RA
    APPROVED
    Since 2026-04-24
  • LA RA
    APPROVED
    Since 2026-04-24
  • ME RA
    APPROVED
    Since 2026-04-24
  • MD RA
    APPROVED
    Since 2026-04-24
  • MN RA
    APPROVED
    Since 2026-04-24
  • UT RA
    APPROVED
    Since 2026-04-24
  • NE RA
    APPROVED
    Since 2026-04-23

Branch Locations

Miami, FL • United States

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Llc Guaynabo PR 09/2014 01/2018
Wells Fargo Clearing Services, Llc Miami FL 02/2018 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2021 04/2026
Hsbc Bank Usa, N.A. Miami FL 04/2026 Present
Hsbc Securities (Usa) Inc Miami FL 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-19
  • S66 Uniform Combined State Law Examination
    2021-04-19
Other Names
  • Gustavo Franca Pecego
  • Gustavo F Pecego

View on SEC IAPD

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