Kourtney J Shawhan

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 04/2023
  Cfd Investments
  Kokomo, IN
• 04/2023 → Present
  Lpl Financial Llc
  Kokomo, IN
• 04/2024 → Present
  Independent Advisor Alliance
  Charlotte, NC

Other Businesses

1- 06/05/2023 / Roller Wealth Management / DBA for LPL Business (entity for LPL business) / Inv Rel / At Reported Business Location(s) / Start: 04/17/2023 / 160 Hrs/Mth - 40 Hrs During Trading. 2- 06/07/2023 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin- Start Date 04/17/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to In Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 06/07/2023 - Roller Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin- Start Date 04/17/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to In Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 07/12/2023 - Comprehensive Planning Corp - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/17/2023 - 160 Hours Per Month/ 130 Hours During Trading 5) 09/11/2025 - Comprehensive Planning Corporation - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:07/06/2023 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-31
• S63 Uniform Securities Agent State Law Examination
  2009-04-02

Other Names

• Kourtney J Reed