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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-18 |
| CA | RA | APPROVED | 2019-06-17 |
Branch Locations
3 Park Plaza, 8Th Floor, Irvine , CA 92614 • United States
3 Park Plaza, Floor 08-Ste 800, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Costa Mesa | CA | 08/2005 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Costa Mesa | CA | 01/2011 | 05/2019 |
| J.P. Morgan Securities Llc | Irvine | CA | 06/2019 | Present |
| Jpmorgan Chase Bank, Na. | Irvine | CA | 06/2019 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-19 |
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