Kevin G Yang

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2018
  Capital One
  Brooklyn, NY
• 09/2018 → 07/2021
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
• 09/2018 → 07/2021
  Hsbc Bank Usa, N.A.
  Brooklyn, NY
• 07/2021 → Present
  New York Life Insurance Company
  New York, NY
• 08/2021 → Present
  Nylife Securities Llc.
  New York, NY
• 11/2024 → Present
  Eagle Strategies Llc
  New York, NY

Previous Registrations

• 2011-01-03 → 2016-05-03
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Costa Mesa, CA
  Lake Forest, CA
  Irvine, CA
  Newport Beach, CA
  Irvine, CA
  El Segundo, CA
  Irvine, CA
  El Segundo, CA
• 2008-12-19 → 2011-01-03
  Wells Fargo Investments, Llc
  Lake Forest, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-05
• S63 Uniform Securities Agent State Law Examination
  2018-11-03
• S66 Uniform Combined State Law Examination
  2008-12-17

Other Names

• Kevin Gungkai Yang
• Gung Kai Yang
• Kevin Yang
• Kevin Gung Kai Yang