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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-13 |
| PA | RA | APPROVED | 2018-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifs Securities | York | PA | 07/2016 | 04/2017 |
| Lombard Securities | Baltimore | MD | 04/2017 | 12/2017 |
| Massmutual | Lancaster | PA | 12/2017 | Present |
| Mml Investors Services | Lancaster | PA | 01/2018 | Present |
(1)NAME:ERIC GRAUPENSPERGER, INV REL:Y ADDR:@ RESIDENTIAL ADDR ON FILE NATURE:LIFE INSURANCE, HEALTH, POSITION:AGENT, START:3/20/13 NO HR/MO:24 NO HR/MO DUR TRADING:20.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-01 |
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