Eric Graupensperger

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 04/2017
  Ifs Securities
  York, PA
• 04/2017 → 12/2017
  Lombard Securities
  Baltimore, MD
• 12/2017 → Present
  Massmutual
  Lancaster, PA
• 01/2018 → Present
  Mml Investors Services
  Lancaster, PA

Previous Registrations

• 2017-04-20 → 2018-01-02
  Lombard Advisers Incorporated
  York, PA
• 2016-07-08 → 2017-05-03
  Sb Advisory, Llc
  Atlanta, GA
• 2013-03-20 → 2016-07-01
  Summit Financial Group Inc
  York, PA
• 2010-10-14 → 2013-03-25
  Msi Financial Services, Inc.
  Lancaster, PA
  Plymouth Meeting, PA

Other Businesses

(1)NAME:ERIC GRAUPENSPERGER, INV REL:Y ADDR:@ RESIDENTIAL ADDR ON FILE NATURE:LIFE INSURANCE, HEALTH, POSITION:AGENT, START:3/20/13 NO HR/MO:24 NO HR/MO DUR TRADING:20.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-29
• S63 Uniform Securities Agent State Law Examination
  2009-04-01