Ashaki S. Caquias

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 05/2023
  Jp Morgan Securities Llc
  New York, NY
• 02/2019 → 08/2020
  Jpmorgan Chase Bank
  New York, NY
• 05/2023 → 11/2025
  Fidelity Investments
  Paramus, NJ
• 03/2025 → 11/2025
  Fidelity Investments
  Boston, MA
• 11/2025 → Present
  Citizens Securities, Inc.
  Morris Plains, NJ
• 04/2016 → 02/2019
  Jp Morgan Chase
  New York, NY

Previous Registrations

• 2025-03-31 → 2025-11-26
  Strategic Advisers Llc
  Paramus, NJ
  East Stroudsburg, PA
  Boston, MA
• 2023-08-23 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Paramus, NJ
• 2020-10-08 → 2023-05-11
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  Phillipsburg, NJ
  Clinton, NJ

Other Businesses

1. Name of OBA: Soyini Inc Position: Owner Type of Entity: Corporation Responsibilities of Position: Owner - Production company - produce, write, and act Monthly Compensation / Net Profit: N/A Date of Initial Involvement: October 2011 Approximate Amount of Time Devoted on a Monthly Basis: 8 2. Name of OBA: Simply Blended Cupcakes Position: Owner Type of Entity: Corporation Responsibilities of Position: At home cupcake business. Cupcakes for events Monthly Compensation / Net Profit: N/A Date of Initial Involvement: October 2017 Approximate Amount of Time Devoted on a Monthly Basis: No regular cadance. Spends 4 hrs a month working on new flavors.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-01
• S63 Uniform Securities Agent State Law Examination
  2016-06-10

Other Names

• Ashaki Williams
• Ashaki Campbell
• Ashaki S Caquias
• Ashaki Caquias
• Ashaki Soyini Caquias