Henrique David Lucena

Employer firm

Laidlaw Wealth Management LLC CRD 150040

$108M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Laidlaw Wealth Management Llc

521 Fifth Ave 12Th Floor, New York, NY 10175 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-08-11

FL RA
APPROVED

Since 2020-08-11

Branch Locations

2 Alhambra Plaza Suite 620, Coral Gables, FL 33134 • United States

521 Fifth Ave 12Th Floor, New York, NY 10175 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Coral Gables	FL	08/2010	03/2017
Morgan Stanley	Ft. Lauderdale	FL	03/2017	10/2017
Morgan Stanley Private Bank, N.A.	New York	NY	05/2017	07/2020
Morgan Stanley	Aventura	FL	10/2017	07/2020
Laidlaw & Company	Boca Raton	FL	07/2020	Present
Laidlaw Wealth Management	Boca Raton	FL	07/2020	Present

08/2010 → 03/2017

Ubs Financial Services Inc

Coral Gables, FL
03/2017 → 10/2017

Morgan Stanley

Ft. Lauderdale, FL
05/2017 → 07/2020

Morgan Stanley Private Bank, N.A.

New York, NY
10/2017 → 07/2020

Morgan Stanley

Aventura, FL
07/2020 → Present

Laidlaw & Company

Boca Raton, FL
07/2020 → Present

Laidlaw Wealth Management

Boca Raton, FL

Previous Registrations

2017-03-13 → 2020-07-30

Morgan Stanley

Ft. Lauderdale, FL

Aventura, FL
2010-10-15 → 2017-03-21

Ubs Financial Services Inc.

Coral Gables, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-13

S66 Uniform Combined State Law Examination

2010-10-13

View on SEC IAPD