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Kenneth Jorma Terpening

King Wealth Management Group, LLC

Saratoga Springs, NY

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Current Employers
King Wealth Management Group, Llc

270 West Circular Street Suite 1, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-24
  • NY RA
    APPROVED
    Since 2021-05-24

Branch Locations

270 West Circular Street Suite 1, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 06/2015 02/2017
King Wealth Management Group, Llc Saratoga Springs NY 05/2017 Present
Unemployed Ballston Lake NY 02/2017 05/2017
  • 06/2015 → 02/2017
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 05/2017 → Present
    King Wealth Management Group, Llc
    Saratoga Springs, NY
  • 02/2017 → 05/2017
    Unemployed
    Ballston Lake, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-16
S63 Uniform Securities Agent State Law Examination 2006-01-10
  • S65 Uniform Investment Adviser Law Examination
    2012-03-16
  • S63 Uniform Securities Agent State Law Examination
    2006-01-10
Designations
Other Names
  • Kenneth Terpening
  • Ken Terpening

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

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CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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