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Dawn Elizabeth Clingan

Prime Capital Financial

Overland Park, KS

Royal Oak, MI

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-12
DE RA APPROVED 2022-12-09
  • MI RA
    APPROVED
    Since 2023-01-12
  • DE RA
    APPROVED
    Since 2022-12-09

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

418 North Main Street Suite #220, Royal Oak, MI 48067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 02/2017 06/2021
Homemaker Irvine CA 06/2016 01/2017
Portfolios Solutions Royal Oak MI 07/2021 12/2022
Prime Capital Investment Advisors, Llc Overland Park KS 12/2022 Present
Prime Capital Investment Advisors, Llc Overland Park KS 12/2022 Present
  • 02/2017 → 06/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Irvine, CA
  • 06/2016 → 01/2017
    Homemaker
    Irvine, CA
  • 07/2021 → 12/2022
    Portfolios Solutions
    Royal Oak, MI
  • 12/2022 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 12/2022 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-12
S63 Uniform Securities Agent State Law Examination 2006-06-21
  • S66 Uniform Combined State Law Examination
    2017-10-12
  • S63 Uniform Securities Agent State Law Examination
    2006-06-21
Designations
Other Names
  • Dawn Cannon
  • Dawn Cannon
  • Dawn Clingan
  • Dawn E Clingan

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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