Daniel P Stavrides

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-04-04

MO RA
APPROVED

Since 2025-04-04

Branch Locations

Wildwood, MO • United States

1967 Woodmoor Ridge Drive, Wildwood, MO 63011 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Regions Bank	St. Louis	MO	12/2014	09/2023
Cetera Investment Services Llc	St. Cloud	MN	12/2014	09/2023
Cetera Investment Advisers Llc	St. Louis	MO	12/2014	09/2023
U.S. Bancorp Investments, Inc.	St. Louis	MO	09/2023	09/2024
Lpl Financial Llc	Wildwood	MO	03/2025	Present
Unemployed	Wildwood	MO	09/2024	03/2025

12/2014 → 09/2023

Regions Bank

St. Louis, MO
12/2014 → 09/2023

Cetera Investment Services Llc

St. Cloud, MN
12/2014 → 09/2023

Cetera Investment Advisers Llc

St. Louis, MO
09/2023 → 09/2024

U.S. Bancorp Investments, Inc.

St. Louis, MO
03/2025 → Present

Lpl Financial Llc

Wildwood, MO
09/2024 → 03/2025

Unemployed

Wildwood, MO

Previous Registrations

2023-09-01 → 2024-10-15

U.S. Bancorp Investments, Inc.

Saint Louis, MO

Spanish Lake, MO

Saint Louis, MO

Saint Louis, MO

Bridgeton, MO

Jennings, MO

Overland, MO

Saint Louis, MO

Saint Louis, MO

Leadington, MO

Sainte Genevieve, MO

Ferguson, MO

Florissant, MO

Potosi, MO

Florissant, MO

Saint Louis, MO

St Louis, MO

Union, MO
2014-12-16 → 2023-08-21

Cetera Investment Advisers Llc

St. Louis, MO
2013-05-29 → 2014-11-13

Pnc Wealth Management Llc

Creve Coeur, MO

Ballwin, MO

Clayton, MO

Clayton, MO
2009-11-24 → 2013-05-06

Edward Jones

St. Louis, MO

St Louis, MO

Other Businesses

1- 03/05/2025 - D & D Investments - DBA for LPL Business (entity for LPL business) - INV RLTD / At reported business location(s) - START 01/01/2025 - 160 HRS MNTH - 8 HRS DURING TRADING 160hr/ mnth 8 hrduring trading 2- 03/05/2025 - D & M Realty LLC - Business Entity For Tax/Investment Purposes Only - Non Inv Rel - Start date: 12/1/2007 3- 03/05/2025 - Melting Pot Card, Collective, LLC. - Business Owner - Not Inv rel - At reported Business Location(s) - Start date: 11/2/2023 - 5hr/mnth 0 during trading 4- 03/05/2025 - Stavy's Resal Shop - Business Owner - Not Inv Rel - At reported Business Location(s) - Start date: 05/01/2022 - 0hr/mnth 0 during trading 5. 07/22/2025 - Uber Eats Driver - Outside/W-2 Employment - Not Inv Rel - Home Based - Start date: 07/25/2025 - 60hrs/mnth 0 during trading