Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Knoxville TN 02/2013 Present
Previous Registrations
  • 2011-03-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Knoxville, TN
Other Businesses

(1)Name of Business: Rental Property Address: 3330 Adams Gate Rd., Knoxville , TN, 37931, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/21/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner of the rental property. This includes all responsibilities associated with having a rental property such as upkeep, getting a tenant, etc. We use a property manager now, so much less responsibilities in regards to the above mentioned.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
S63 Uniform Securities Agent State Law Examination 2011-02-24
  • S66 Uniform Combined State Law Examination
    2011-03-25
  • S63 Uniform Securities Agent State Law Examination
    2011-02-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Knoxville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor