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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-12 |
| NC | RA | APPROVED | 2010-03-29 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Waxhaw, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 09/2008 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 09/2008 | Present |
1) NAME: BRYCE MILLER INV REL: Y ADDR: 4350 CONGRESS ST STE 300 CHARLOTTE NC 28209 NATURE: INDIVIDUAL LIFE, GROUP LIFE, GROUP BENEFITS POSITION: AGENT START: 9/1/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. 2) NAME: DEVA3, LLC INV REL: Y ADDR: 1346 S. FORTH FISHER BLVD, KURE BEACH, NC 28449 NATURE: RENTAL BEACH HOUSE POSITION: OWNER START: 8/21/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. 3) NAME: SPAUGH DAMERON TENNY LLC INV REL: Y ADD: 4350 CONGRESS ST, STE 300, CHARLOTTE, NC 28209 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/01/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-01 |
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