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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tulsa | OK | 10/2009 | Present |
(1) 05/22/2015: NO BUSINESS NAME - INV REL - 320 W SYCAMORE COWETA OK 74429 - REAL ESTATE RENTAL - PROPERTY OWNER - START 05/01/2014 - 5 HR/MO NONE DURING SECS TRDG HRS (2) 02/07/2018 - Coweta Police Department - Not Investment Related - Coweta, Oklahoma - Outside/W-2 Employment - Deputy Sheriff - Start Date 03/01/2017 - 16 Hours Per Month/0 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-29 |
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