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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-03-08
  • KS RA
    APPROVED
    Since 2022-03-08

Branch Locations

2000 Shawnee Msn Pkwy Suite 115, Mission Woods, KS 66205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2008 Present
Northwestern Mutual Investment Services, Llc Mission Woods KS 10/2009 Present
Expense Reduction Analysts Cedar Rapids IA 05/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 10/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2009 → Present
    Mission Woods, KS
  • 05/2006 → Present
    Expense Reduction Analysts
    Cedar Rapids, IA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COACHING NM REPS, ANDREW WATTERS COACHING, BUSINESS RELATED COACHING, START DATE: 06/13/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING NM FINANCIAL REPS FOR A FEE 3. 100% OWNER, SWP HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 04/16/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, WATTERS HOLDINGS, LLC, LEGAL ENTITY, START DATE: 04/16/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-06
S63 Uniform Securities Agent State Law Examination 2009-12-04
  • S65 Uniform Investment Adviser Law Examination
    2015-03-06
  • S63 Uniform Securities Agent State Law Examination
    2009-12-04
Other Names
  • Andrews J Watters

View on SEC IAPD

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