Best Investors Account Sign in

Thomas M Farrington

Morgan Stanley

Pittsburgh, PA

CRD 5603900

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
PA RA APPROVED 2018-11-21
  • TX RA
    APPROVED
    Since 2020-04-15
  • PA RA
    APPROVED
    Since 2018-11-21

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bay Crest Partners Llc New York NY 12/2015 09/2018
Morgan Stanley Pittsburgh PA 09/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 09/2018 Present
  • 12/2015 → 09/2018
    Bay Crest Partners Llc
    New York, NY
  • 09/2018 → Present
    Morgan Stanley
    Pittsburgh, PA
  • 09/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-21
S63 Uniform Securities Agent State Law Examination 2009-03-30
  • S66 Uniform Combined State Law Examination
    2018-11-21
  • S63 Uniform Securities Agent State Law Examination
    2009-03-30
Other Names
  • Thomas Farrington
  • Thomas Michael Farrington

View on SEC IAPD

More in Pittsburgh, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor