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Donald Matthew Goodwin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Worth TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 02/2024 Present
Amazon.cOm, Inc. And Its Affiliates Fort Worth TX 05/2021 08/2023
Previous Registrations
  • 2011-01-03 → 2024-02-21
    Wells Fargo Clearing Services, Llc
    Fort Worth, TX
    Highland Village, TX
    Fort Worth, TX
    Addison, TX
    Lewisville, TX
    Grapevine, TX
    Bedford, TX
    Austin, TX
    Fort Worth, TX
    Georgetown, TX
    Georgetown, TX
  • 2009-05-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Grapevine, TX
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-12
  • S66 Uniform Combined State Law Examination
    2009-05-12
Other Names
  • Matt Goodwin
  • Matthew D Goodwin

View on SEC IAPD

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