Brian Patrick Dervin

Current Employers

Employment History

• 01/2001 → Present
  Schleisman, Onken & Associates
  Omaha, NE
• 10/2008 → Present
  Honkamp Krueger Financial Services
  Dubuque, IA

Other Businesses

1) Partner and Accountant with Schleiman Onken & Associates, a regional CPA firm. ; Located at 13434 A Street, Omaha NE 68144. I work 160 hours a month. I have been with the firm since 01/2001. Provide services typical of public accounting, including tax, consulting, Most of my work is during securities trading hours. Not securities-related or investment-related. 2) Shareholder and Advisor with Financial Associates, LLC., a financial services firm. Been with firm since 10/2008;l ocated at 13434 A Street, Omaha NE 68144. I work approximately 6-10 hours a month. Provide wealth management services to clients and client types based on need and risk tolerance .Most of my work is during securities trading hours. My employment is investment-related. 3) I am the treasurer the Pacific Pines Homeowners Association (HOA). HOA is not investment-related. Its address is 13434 A Street, Omaha NE 68144. I maintain books, collect dues, pay bills, and deposit rent received. I devote approximately 5-10 hours per month to ALS, mostly during non-securities trading hours. 4) I am the treasurer of the non-profit board ALS in the Heartland. ALS is not investment-related. It is a Section 501(c)(3) non-profit and its address is 1320 S 119th, Omaha NE 68144. I handle the finances paying bills, maintaining books, preparing financials, and depositing donations received.Devote approximately 5-10 hours per month to ALS, mostly during non-securities trading hours. 5) I am a member-owner of Madison Avenue, LLC. Commercial real estate entity. Located in Omaha, NE. I have participated in this activity since 01/2008. I devote 2-3 hours a month , primarily during non-securities trading hours. I collect rent, inspections ,maintain lease. Not securities-related or investment-related. 6)SCHLEISMAN ONKEN & ASSOCIATES PC POSITION: Shareholder; Director of Tax NATURE: Public accounting firm providing comp review bookkeeping payroll consulting and tax INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2005 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: Head of tax department Oversee all tax engagementsChoose tax software I have client responsibilities 7)PACIFIC PINES HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: Collect duesPay bills Prepare financialsTax compliance 8)ALS IN THE HEARTLAND INC POSITION: Treasurer NATURE: Non-profit providing education support and respite for ALS parents and their families INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1320 S 119th St, Omaha NE 68144, United States DESCRIPTION: Board MemberPrepare financialsTax compliance 9)MADISON AVENUE LLC POSITION: Member NATURE: Commercial Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 13434 A Street, Omaha NE 68144 DESCRIPTION: Tax Compliance Management duties 10) SCHLEISMAN ONKEN 401 PLAN POSITION: Trustee NATURE: Trust fund for firm 401 k plan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 13434 A Street, Omaha NE 68144, , DESCRIPTION: Trustee duties 11) ALS IN THE HEARTLAND INC POSITION: Treasurer NATURE: Non-profit for education support for ALS parents and families INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1215 N 12st, Omaha NE 68154 DESCRIPTION: Board MemberPrepare financialsTax compliance

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-19