Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-04-18
TX RA APPROVED_RES 2015-08-27
  • WA RA
    APPROVED
    Since 2016-04-18
  • TX RA
    APPROVED_RES
    Since 2015-08-27

Branch Locations

3550 Liberty Rd S Ste 210, Salem, OR 97302 • United States

Salem, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Salem OR 08/2015 03/2020
Ameriprise Financial Services, Llc Salem OR 03/2020 Present
Previous Registrations
  • 2012-11-26 → 2015-08-14
    Jhs Capital Advisors, Llc
    Salem, OR
  • 2012-01-06 → 2012-11-28
    Portland, OR
  • 2009-04-15 → 2012-01-06
    Investment Advisors International, Inc.
    Portland, OR
Other Businesses

Business Ownership; Wiegal Wealth Management; Owner; Income from Franchise flows through LLC for a payroll to myself. For 3.3.5, .6, .7 I am not sure if this is separate from my current Ameriprise income and hours. So I am marking $0 that it earns no revenue outside of what I bring from the Franchise.; 3550 Liberty RD S Suite 210, , Salem, OR, 97302; Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Dongal LLC; Co-owner; Manage Ameriprise Business; 3550 Liberty RD S, Suite 210, Salem, OR, 97302; Investment-Related; 01/18/2024; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Queen of Peace School; Finance Committee Member; 4227 Lone oak RD SE, , Salem, OR, 97302; Not Investment-Related; 08/27/2020; 1 to 9 hours per month; 0 during trading hours / Catholic Community Services; Board Member; 3737 Portland Rd NE, Salem, OR 97301, ,; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours / Blanchet Catholic High School; Board Member & Finance Committee member; 4373 Market ST NE, , Salem, OR, 97301; Investment-Related; 08/21/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-19
S63 Uniform Securities Agent State Law Examination 2008-11-24
  • S65 Uniform Investment Adviser Law Examination
    2009-03-19
  • S63 Uniform Securities Agent State Law Examination
    2008-11-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salem, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor