Best Investors Account Sign in

Brian David Hextell

Ptma Investment Advisors

Naperville, IL

CRD 5075152

Claim This Profile
Employer firm

Ptma Investment Advisors CRD 301973

$30.6B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-04
  • IL RA
    APPROVED
    Since 2019-06-04

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Securities, Inc. Warrenville IL 12/2005 Present
Pma Financial Network, Inc. Warrenville IL 05/1998 Present
  • 12/2005 → Present
    Pma Securities, Inc.
    Warrenville, IL
  • 05/1998 → Present
    Pma Financial Network, Inc.
    Warrenville, IL
Previous Registrations
  • 2011-03-16 → 2019-05-31
    Prudent Man Advisors, Inc.
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
  • S66 Uniform Combined State Law Examination
    2006-05-18

View on SEC IAPD

More in Naperville, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor