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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-09-16
NJ RA APPROVED 2014-08-14
  • PA RA
    APPROVED
    Since 2015-09-16
  • NJ RA
    APPROVED
    Since 2014-08-14

Branch Locations

402 Lancaster Ave, Haverford, PA 19041 • United States

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

75 E City Line Ave, Bala Cynwyd, PA 19004 • United States

307 Levering Mill Rd, Bala Cynwyd, PA 19004 • United States

1200 E Lancaster Ave, Bryn Mawr, PA 19010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 08/2014 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
Other Businesses

EAGLEVILLE NAILS & SPA; INV RELATED; ARDMORE. PA; 0% OWNERSHIP; START 03/08/2022; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; CHECK SIGNER. ARDMORE NAILS AND SPA LLC; INV RELATED; ARDMORE, PA; 0% OWNERSHIP; START DATE 10/16/2024; 1 HOUR PER MONTH; 0 DURING TRADING; AUTHORIZED CHECK SIGNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-17
  • S66 Uniform Combined State Law Examination
    2009-02-17

View on SEC IAPD

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