Best Investors Account Sign in
Inactive

Alan Douglas Cox

Hillspring Financial, Inc.

Surprise, AZ

Claim This Profile
Current Employers
Hillspring Financial, Inc.

12213 W. Bell Road Suite 209, Surprise, AZ 85378 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-12
TX RA APPROVED_RES 2021-08-23
  • AZ RA
    APPROVED
    Since 2021-10-12
  • TX RA
    APPROVED_RES
    Since 2021-08-23

Branch Locations

12213 W Bell Rd Ste 209, Surprise, AZ 85378 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor Capital Management, Inc Surprise AZ 09/2012 10/2019
Northpointe Financial, Llc Surprise AZ 09/2012 11/2023
Northpointe Consulting, Llc Surprise AZ 03/2013 07/2021
Hillspring Financial, Inc. Surprise AZ 07/2021 Present
  • 09/2012 → 10/2019
    Taylor Capital Management, Inc
    Surprise, AZ
  • 09/2012 → 11/2023
    Northpointe Financial, Llc
    Surprise, AZ
  • 03/2013 → 07/2021
    Northpointe Consulting, Llc
    Surprise, AZ
  • 07/2021 → Present
    Hillspring Financial, Inc.
    Surprise, AZ
Previous Registrations
  • 2012-09-12 → 2023-12-05
    Northpointe Financial, Llc
    Surprise, AZ
    Surprise, AZ
  • 2009-01-23 → 2012-09-06
    Equitable Advisors, Llc
    Scottsdale, AZ
Other Businesses

1) LICENSED TO SELL LIFE & ANNUITY, HEALTH, DENTAL & VISION INSURANCE >10HR/MONTH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-31
  • S66 Uniform Combined State Law Examination
    2008-12-31

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
EDWARD JONES
BERGER FINANCIAL GROUP
USA FINANCIAL SECURITIES LLC
J.P. MORGAN SECURITIES LLC
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Other Investors

David Allen Carter
EDWARD J CHURRAY
ANN MARIE REAGAN
GARY BRYAN FRISCH
NICHOLAS REUBEN LENNING
ROBERT SANFORD WADE
Andrew Timothy Gauer
Nicholas A Albert

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Surprise, AZ
CETERA INVESTMENT ADVISERS LLC · SUN CITY WEST, AZ
CETERA INVESTMENT ADVISERS LLC · SURPRISE, AZ
CETERA INVESTMENT ADVISERS LLC · SURPRISE, AZ
LPL FINANCIAL LLC · SURPRISE, AZ
EDWARD JONES · SUN CITY WEST, AZ
BERGER FINANCIAL GROUP · Sun City, AZ
BERGER FINANCIAL GROUP · Sun City West, AZ

More in Surprise, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor