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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | White Salmon | WA | 04/2025 | Present |
| Blackrock | San Francisco | CA | 10/2010 | 04/2025 |
| Nuveen Asset Management, Llc | Chicago | IL | 04/2025 | Present |
Name: West Klickitat Regional Fire Authority dba Southwest Fire Position: Volunteer Nature: Firefighting/Emergency Medical Services Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 3/1/2024 Address: 200 Husum Street, Husum, WA 98623 Description: Firefighting/Emergency Medical Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-21 |
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