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Daniel Gerard Finnerty

Kingsbury Capital Investment Advisors LLC

Wilmette, IL

Huntersville, NC

CRD 5602437

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Employer firm

Kingsbury Capital Investment Advisors LLC CRD 145658

$162M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kingsbury Capital Investment Advisors Llc

Wilmette, IL • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-04-01
  • NC RA
    APPROVED
    Since 2019-04-01

Branch Locations

Wilmette, IL • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsbury Capital Investment Advisors Llc Evanston IL 03/2012 Present
Kingsbury Capital, Inc. Evanston IL 01/2015 12/2019
Sw Financial Melville NY 12/2020 05/2023
Other Businesses

Fincor Financial Partners, LLC - dba for business related activities with Kingsbury Capital Investment Advisors, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-16
S63 Uniform Securities Agent State Law Examination 2010-06-02
  • S65 Uniform Investment Adviser Law Examination
    2013-05-16
  • S63 Uniform Securities Agent State Law Examination
    2010-06-02
Other Names
  • Daniel Finnerty
  • Dan Gerard Finnerty
  • Danny Gerard Finnerty

View on SEC IAPD

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