Kristine Lynn Pennington

Current Employers

Employment History

• 02/2012 → 01/2017
  Gcg Wealth Management
  Charlotte, NC
• 11/2012 → 01/2017
  Questar Capital Corporation
  Minneapolis, MN
• 11/2012 → 01/2017
  Questar Asset Management
  Minneapolis, MN
• 02/2017 → 04/2022
  Triad Advisors, Inc.
  Norcross, GA
• 04/2022 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2017-02-02 → 2022-04-18
  Triad Advisors Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2012-11-09 → 2017-01-27
  Questar Asset Management, Inc.
  Minneapolis, MN
  Charlotte, NC
• 2012-06-05 → 2012-11-08
  Securian Financial Services, Inc.
  Charlotte, NC

Other Businesses

1) 4/2022- Focused Wealth LLC- DBA for LPL Business (entity for LPL business)- inv. related- Charlotte, NC 2) 11/29/2022 - Sage Insurance & Future Planning Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 11/04/2022 - 2 Hours Per Month/2 Hours During Securities Trading 3) 02/22/2024 - Wealth Wise, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/22/2024 - 30 Hrs/Mo; 25 Hrs During Trading. 4) 10/30/2024 - Family Financial, LLC - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 10/11/2024 - 10 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-05-18
• S63 Uniform Securities Agent State Law Examination
  2009-07-25

Other Names

• Kris Lynn Sevener